{"id":336,"date":"2022-05-13T12:42:56","date_gmt":"2022-05-13T12:42:56","guid":{"rendered":"https:\/\/intuitivelegal.co.uk\/?post_type=services&#038;p=336"},"modified":"2022-06-10T10:45:05","modified_gmt":"2022-06-10T10:45:05","slug":"auditing-ate-insurers","status":"publish","type":"services","link":"https:\/\/intuitivelegal.co.uk\/services\/auditing-ate-insurers\/","title":{"rendered":"Auditing<br>for ATE Insurers"},"content":{"rendered":"<p><span data-contrast=\"auto\">We undertake a range of specialised audits tailored to the individual needs of the Insurer. We can conduct:<\/span><span data-ccp-props=\"{&quot;201341983&quot;:0,&quot;335559739&quot;:160,&quot;335559740&quot;:259}\">\u00a0<\/span><\/p>\n<ul>\n<li data-leveltext=\"-\" data-font=\"Calibri\" data-listid=\"24\" aria-setsize=\"-1\" data-aria-posinset=\"0\" data-aria-level=\"1\"><span data-contrast=\"auto\">Financial audits \u2013 focusing on ensuring the panel law firms adhere to SRA Account Rules and that funds are being used appropriately on files.<\/span><span data-ccp-props=\"{&quot;201341983&quot;:0,&quot;335559739&quot;:160,&quot;335559740&quot;:259}\">\u00a0<\/span><\/li>\n<li data-leveltext=\"-\" data-font=\"Calibri\" data-listid=\"24\" aria-setsize=\"-1\" data-aria-posinset=\"0\" data-aria-level=\"1\"><span data-contrast=\"auto\">Technical audits \u2013 technical review of the insured files, analysing the WIP against work type, fee earner charge out rates and the practical strategies and advice given within the file.<\/span><span data-ccp-props=\"{&quot;201341983&quot;:0,&quot;335559739&quot;:160,&quot;335559740&quot;:259}\">\u00a0<\/span><\/li>\n<li data-leveltext=\"-\" data-font=\"Calibri\" data-listid=\"24\" aria-setsize=\"-1\" data-aria-posinset=\"0\" data-aria-level=\"1\"><span data-contrast=\"auto\">Compliance focused audits \u2013 auditing files as part of a risk management exercise, to identify how a firm\u2019s systems and controls can be strengthened and to identify weaknesses that can place the insurer at risk.<\/span><span data-ccp-props=\"{&quot;201341983&quot;:0,&quot;335559739&quot;:160,&quot;335559740&quot;:259}\">\u00a0<\/span><\/li>\n<li data-leveltext=\"-\" data-font=\"Calibri\" data-listid=\"24\" aria-setsize=\"-1\" data-aria-posinset=\"0\" data-aria-level=\"1\"><span data-contrast=\"auto\">Thematic review \u2013 check panel law firms\u2019 adherence to regulatory compliance, such as AML requirements.\u00a0<\/span><span data-ccp-props=\"{&quot;201341983&quot;:0,&quot;335559739&quot;:160,&quot;335559740&quot;:259}\">\u00a0<\/span><\/li>\n<\/ul>\n<p><span data-contrast=\"auto\">We can conduct regular audits on all insured cases as an ongoing monitoring exercise.\u00a0 These audits are conducted based on approved criteria provided by the insurer of their requirements, and we conduct general risk assessments of each case to ensure they are on track.<\/span><span data-ccp-props=\"{&quot;201341983&quot;:0,&quot;335559739&quot;:160,&quot;335559740&quot;:259}\">\u00a0<\/span><\/p>\n<p><span data-contrast=\"auto\">We work with insurers to continually assess the risk of their protection in the regulated sector, and we can also undertake ongoing financial reviews of the funds deployed to the panel firms.\u00a0<\/span><span data-ccp-props=\"{&quot;201341983&quot;:0,&quot;335559739&quot;:160,&quot;335559740&quot;:259}\">\u00a0<\/span><\/p>\n","protected":false},"featured_media":405,"parent":0,"template":"","meta":{"site-sidebar-layout":"default","site-content-layout":"default","ast-site-content-layout":"","site-content-style":"default","site-sidebar-style":"default","ast-global-header-display":"","ast-banner-title-visibility":"","ast-main-header-display":"","ast-hfb-above-header-display":"","ast-hfb-below-header-display":"","ast-hfb-mobile-header-display":"","site-post-title":"","ast-breadcrumbs-content":"","ast-featured-img":"","footer-sml-layout":"","theme-transparent-header-meta":"default","adv-header-id-meta":"","stick-header-meta":"default","header-above-stick-meta":"","header-main-stick-meta":"","header-below-stick-meta":"","astra-migrate-meta-layouts":"default","ast-page-background-enabled":"default","ast-page-background-meta":{"desktop":{"background-color":"var(--ast-global-color-4)","background-image":"","background-repeat":"repeat","background-position":"center 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